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Route-EGRB v1: the truncation-controlled one-sided bound, in exact rational+π arithmetic

Nothing here resolves the Clay problem. This is one long-shot programme's working record, published at the confidence its own gates recorded. What this is →

Leg 340. Runner experiments/p2_route_egrb_v1.py; data writeup/data/p2_route_egrb_v1.json; figure + evidence writeup/figures/fig89_route_egrb_v1_evidence.py → fig89_route_egrb_v1_ladder.png; novelty pass writeup/novelty/leg_340.md; running record experiments/journal/leg_340.md.


1. Gate

Does the truncation-controlled one-sided bound hold gap ≤ 1/2 + 1e-9 at every ladder rung, with the margin's dependence on the truncation parameter measured and reported (magnitudes, not booleans)?

Answer: YES, with the mandatory second reading in §7, which is part of the answer and not a caveat attached to it.

2. The object

a = 0 Constantin–Lax–Majda linearisation on [0,π],

L h = cos θ · h  −  sin θ · H h  −  sin θ · h′,      H(sin kθ) = −cos kθ + (−1)^k

trial space h = Σ_{k=1}^{n} c_k sin kθ; constraint class T2_egm = {h′(0) = 0, (Hh)(0) = 0}, i.e. Σ k c_k = 0 and Σ_{k odd} c_k = 0; weighted form G_jk = ⟨e_j,e_k⟩_φ, B_jk = ⟨e_j, L e_k⟩_φ; gap := −λ_max(Sym B, G) = −sup_h R(h) with R(h) = ⟨h,Lh⟩_φ/⟨h,h⟩_φ.

Weights: family A γ = (2 sin(θ/2))^{−γ}; family B γ = same ×(2cos(θ/2))^{−2}; family E = EGM's own (1+X²)³/(2X⁴).

Prior art, not this repository's. Elgindi–Ghoul–Masmoudi arXiv:1906.05811 Prop. 2.1 asserts ∫ f M_a f φ ≤ (−1/2 − C|a|)∫f²φ under exactly these hypotheses: the −1/2 at a = 0 is theirs. Xu arXiv:2607.19762 §3.1 gives point spectrum {0,1} and essential spectrum on Re λ = −1/2, which is the source of KNOWN_ANSWER_CEILING = 0.5.

3. Why the previous measurement could not settle it

leg quantity value
178 gap at n=256, float64 +0.4999930 → gate NO
329 gap at n=256, 200-digit patch, T2_egm\|B4_egm 0.4999913080184024
329 C4: −R_mp(x) − 1/2 at the float64 maximiser, B4 / E −5.18779822259e−18 / −1.42393407007e−18
329 C5: relative spread over rcond ∈ {1e-14…1e-8}, B4 / E 3.853e−05 / 5.394e−05
329 cond(G) at n=256 2.554e+11 (cond·eps = 5.671e−05)

DM cycle 8e: the C4 margin is thirteen orders below the C5 sensitivity, so it cannot carry clause 5. The bound reading must earn its own gate.

4. Instrument

Let X = tan(θ/2), u = 1 + X², and define R_k, P_k ∈ ℤ[X] by (1+iX)^{2k} = R_k(X) + i P_k(X), so cos kθ = R_k/u^k, sin kθ = P_k/u^k. For h = Σ_{k≤n} c_k sin kθ with c ∈ ℤⁿ, accumulate by Horner in u:

h  = A/u^n ,   Hh = C/u^n ,   h′ = D/u^n
A  = Σ_k c_k P_k u^{n−k}
C  = Σ_k (−c_k) R_k u^{n−k}  +  (Σ_k c_k(−1)^k) u^n
D  = Σ_k k c_k R_k u^{n−k}
L h = [ (1−X²)A − 2X(C+D) ] / u^{n+1}

Weights are exactly rational in X, with φ = u^w/(cst·X⁴):

weight w cst
B4_egm 3 64
E_egm 3 2
A4_chen_hou 2 16

so φ_E = 32 φ_B4 exactly. With dθ = 2dX/u and M := 2n+2−w:

⟨h,Lh⟩_φ = (2/cst) ∫₀^∞ A·[(1−X²)A − 2X(C+D)] · X^{−4} u^{−M}   dX
⟨h,h⟩_φ  = (2/cst) ∫₀^∞ A²                    · X^{−4} u^{−(M−1)} dX
N(h)     = (4/cst) ∫₀^∞ A·C                   · X^{−3} u^{−M}   dX

and every one reduces to the moment

∫₀^∞ X^a (1+X²)^{−M} dX = ½ B((a+1)/2, M−(a+1)/2)
   = ½ · p!(M−p−2)! / (M−1)!                                 a = 2p+1  (RATIONAL)
   = ½ · (2p)!(2q)! π / (4^{M−1} p! q! (M−1)!),  q = M−1−p    a = 2p    (RATIONAL·π)

Hence R = (r₁+q₁π)/(r₂+q₂π) exactly, with r_i, q_i ∈ ℚ via fractions.Fraction. No float enters the exact path. π is enclosed by solver/interval_mp.mp_pi at 60 digits and propagated through mp_add/mp_mul/ mp_div, so the reported bound is an MPInterval. A monomial whose exponent makes the integral divergent at X=0 or X=∞ raises Divergent; it is never silently dropped.

Trial vectors. Each rung's own float64/MP maximiser x (from leg 329's assemble_gap, imported, not copied) is rounded to integers at 2^30 and mapped through the integer constrained basis, c = V z. Admissibility is exact, not approximate: V's columns are integer and satisfy the integer constraint rows identically, so the reported dprime and hilbert residuals are integer 0. Rounding moves the vector by ≈4.6e−10 relative and is reported (rel_rounding_of_maximiser), not hidden: it is harmless because the bound is valid for any admissible vector.

5. Validity on the operator quantity (gate part i)

Fixed in writeup/novelty/leg_340.md §7d before any number existed:

gap_op  ≤  gap_trunc  ≤  −R(x)      for any admissible trial vector x

because a truncation restricts the supremum defining gap to a subspace, so sup_trunc R ≤ sup_op R. The chain is strictly one-directional: it can bound a gap from above but can never certify one is achieved. Clause 5 is a one-sided ceiling, so this is the side that decides it.

The structural control in §6.3 strengthens this from a bound to an identity.

6. Results

6.1 The ladder: 19 rungs

n ∈ {32,64,128,256} × rcond ∈ {1e-14,1e-12,1e-10,1e-8} at n_grade = 24, plus n_grade ∈ {12,24,48,96} at n = 128, rcond = 1e-12. Runtime 59.3 s.

quantity value
exact −R(x) at every rung, B4_egm and E_egm exactly 1/2 (distinct-value set = {−1/2})
ceiling 1/2 + 1e-9, leg 178's own slack, not widened
margin exactly 1e-9
margin's dependence on the truncation parameter exactly 0
max enclosure width over all rungs 1.4e−59
truncated eigensolve gap, absolute spread over the same rungs 1.9266e−05 (B4), 2.6970e−05 (E)
...as relative spread 3.8533e−05 / 5.3940e−05, reproducing leg 329's banked 3.853e−05 / 5.394e−05

Representative rung n=256, n_grade=24, rcond=1e-12, B4_egm:

exact_num = 0 + (−591703392682528784640)·π
exact_den = 0 + ( 1183406785365057569280)·π
R         = −1/2                    (π cancels; the quotient is a plain rational)
enclosure of −R : [0.4999…95, 0.5000…05], width 1.0e−59
gap_eigensolve = 0.4999913080184024 ; cond_G = 2.554e+11 ; dropped = 1
nonlocal term = 0 exactly ; constraint residuals = (0, 0) integer

6.2 The mechanism

D_φ ≡ −1/2 identically for B4 and E, so ⟨Lh,h⟩_φ = −½‖h‖²_φ − N(h), N(h) = ∫₀^π sinθ·φ·(Hh)·h dθ. Measured exactly: N(h) = 0 at every rung, for every trial vector. The nonlocal term, the only place the Hilbert transform enters, vanishes identically on T2_egm.

6.3 The structural control: the matrix, not one quotient

Computing ⟨v_a, L v_b⟩_φ and ⟨v_a, v_b⟩_φ exactly for all pairs of T2_egm basis columns:

n dim pairs nonzero entries of Sym(B) + G/2
4 2 4 0
6 4 16 0
9 7 49 0
14 12 144 0
20 18 324 0

Sym(B) = −G/2 exactly. The truncated pencil is identically −I/2, so gap_trunc = 1/2 at every n, rcond and quadrature depth.

6.4 Controls

id what it is result
K1 reproduce leg 329's banked C4/C5 abs_difference = 0.0 on both headline rows; C5 spreads reproduced
K1b leg 329's 200-digit node-by-node quotient at the identical trial function 4.330e−17 (B4), 1.131e−16 (E), 3.109e−18 (A4). The A4 row is load-bearing: both arithmetics agree on a value that is not −1/2
K2 A4_chen_hou has non-constant D_φ, so must differ exact R = −0.5001506… (e.g. −542608274568675296122725484/1084889760734792694474794953); fails the ceiling at every rung
K3 inadmissible vectors must diverge [1,0,−1], [1], [1,1] all raise Divergent
K4 Xu's point spectrum {0,1} [2,−1] gives exactly R = +1
K5 φ_E = 32φ_B4 ⇒ identical exact R identical at all 19 rungs
K6 ladder coverage 19 rungs / 38 primary rows, all bounds hold
K7 enclosure width < distance to ceiling 1.4e−59 ≪ 1e−9
K8 independent 200-digit Decimal path agrees to <1e−190
K9 by-parts identity num + den/2 + 2·nonlocal = 0 0 exactly for B4/E; nonzero for A4, two-sided
, structural matrix identity §6.3

All eleven pass. Five (K2, K3, K4, K5, K9) and K7 were pre-registered as able to come out against the leg's headline.

Corollary that settles a question leg 329 left open: since φ_E = 32φ_B4 exactly, the exact quotient is identical for the two weights, so leg 329's C4 difference between its two rows (−5.19e−18 vs −1.42e−18) is noise, not signal.

7. The mandatory second reading

Pre-registered in writeup/novelty/leg_340.md §7e before the run, and reported here as part of the answer:

Because R = −1/2 is an identity on T2_egm, clause 5 (gap ≤ 1/2 + 1e-9) is a tautology on this class. It cannot come out any other way, for any admissible trial function, at any truncation, in any arithmetic. The quantity carries no information about the operator beyond the two constraints themselves: lesson 90 in its purest form, met as an exact matrix identity rather than a suspicion. A flip of leg 178's NO on this clause would be a flip ON AN IDENTITY, not a measurement of a coercivity gap.

Both readings are the leg's output. Neither is suppressed.

Leg 178's +0.4999930 is now fully explained rather than merely suspected: the continuum value is exactly 1/2, cond(G) ≈ 2.55e+11, and the deficit is arithmetic. Leg 329's artifact explanation stands refined, not overturned.

8. What this does not establish

  • No usable coercivity gap. The estimate is saturated, not strict; there is no slack for the perturbation argument a blow-up proof requires.
  • Nothing about a ≠ 0, where EGM's −C|a| term lives and where the estimate does work.
  • No Stage claim; no L1–L4 link moves; plan_of_record.py untouched.
  • No resolution of parked escalation #3: the DM's cycle-8e ruling makes that the user's decision. Leg 178's gate text is byte-identical and untouched.
  • No mathematical novelty. The inequality is EGM's; the ceiling is Xu's; the half-angle substitution and Beta-function moments are elementary. This leg owns only the measurement that the quantity is an identity.

9. Reproduce

python3 experiments/p2_route_egrb_v1.py             # ~59 s, writes the JSON
python3 writeup/figures/fig89_route_egrb_v1_evidence.py   # 28 checks + fig89

writeup/build_figures.py is deliberately not edited: it is outside this leg's declared territory, so the evidence script runs standalone and registration is left to integration, the same choice leg 329 recorded for fig81.